2017 Compliance University

Compliance University is held each year Washington, DC. This year’s the event will be held on July 25-26, 2017.  

Join us for OLA’s annual event for compliance officers and heads of companies who need to safeguard their operations with compliance programs. Each attendee receives a certificate upon completion of the program.

Agenda: 2017 Compliance University

Sponsored by 


“Build, Implement Sustain”

 Tuesday, July 25  
9:00 AM – 11:30AM Sovereign Nation Pre-Conference Workshop
  State of the Tribal Lending Industry

  • Tribal Lending Regulatory Authorities
  • Legal Activities

The Future of Tribal Lending/Instruments for Success

  • Strategies for Success
  • Best Practices/Codes of Conduct
  • What Compliance Officers Should Be Looking For
  • Case Study: Upper Lake
11:30 AM Welcome to Compliance University
11:30 AM – 12:00 PM Role and Responsibilities of a Compliance Officer
12:00 PM – 1:00PM LUNCH

Introductions and Review of Updated OLA Best Practices

1:00 PM – 1:30 PM CFPB Supervision Update
1:30 PM – 2:00 PM FTC Update
2:00 PM – 2:30 PM State Update
2:30 PM – 3:00 PM BREAK
3:00 PM – 3:30PM OLA’s Role in Policing the Industry: IntegriShield
3:30 PM – 3:50 PM CFPB Small Dollar Rule: How Can Compliance Officers Prepare for the Rule
3:50 PM – 4:15 PM Determining the Ability to Repay
4:15 PM – 5:00 PM Getting Ready for Supervision: What Compliance Officers Need to Know
5:00 PM – 5:30 PM With Growth Comes Compliance Responsibilities: How Good Compliance Generates Robust Growth Opportunities and OLA Accreditation Program
5:30 PM – 6:30 PM

6:30 PM – 8:00 PM

Drinks on the Terrace 

Dine Around Downtown DC

 Wednesday, July 26
8:00AM – 8:30 AM BREAKFAST
8:30 AM – 9:00 AM National Charter: What Do You Need to Do to Obtain a Charter from a Compliance Standpoint?
9:00 AM – 9:25 AM Bank Partnerships: What You Need to Know Before Partnering with a Bank
9:25 AM – 9:50 AM Credit Bureau Furnishing and Adverse Action Notices: FCRA Compliance
9:50 AM – 10:15 AM What is Your Data Security Plan?
10:15 AM – 11:00 AM Elements a Successful Compliance Management System and Vendor Management Rules of the Road
11:00 AM – NOON Compliance Officer Role Play




Compliance University Registration Fee

OLA Members: $950

Non-Members: $1,495

*Pre-Conference Workshop (additional fee)

OLA Members: $395

Non-Members: $595



A block of rooms has been set aside for Compliance University attendees at the Marriott Washington Metro Center. The discounted room rate is available until June 28, 2017 or until the block is full. We suggest you book your room now to ensure the OLA room rate. To book online click here.

Sponsorship Opportunities

If you are interested in sponsorship opportunities for Compliance University or other OLA events, contact ljones@oladc.org.

2016 Compliance University 

Interested in seeing topics presented at 2016 Compliance University? Click the below links to download and review past presentations.